Confidential Questionnaire


Have you ever reviewed or gotten a second opinion on all your 40 l(k) plan's investment options?
Do you know how much exposure you have to stocks and bonds in your 401(k), especially tech stock? (These are the ones getting hammered the most in this current market environment)
Are you taking advantage of your 401(k)'s "brokerage window" to expand the number of investment options available to you?
Are you happy with your 401(k)'s performance?
Given my knowledge of your overall financial situation, would you be interested in having me review both your current 401 (k) investments and your menu of options to help determine if your holdings are right for your retirement needs and risk tolerance?
With interest rates and market volatility rising, do you have any investments/accounts at other institutions that you worry about? If yes, please bring investment/account information when we meet

Al investing involves risk, including the possible loss of principal. There is no assurance that any investment strategy will be successful. Distributions from traditional IRA's and employer sponsored retirement plans are taxed as ordinary income and, if taken prior to reaching age 59 ½ maybe subject to an additional 10% IRS tax penalty.

Thank You. We will be in touch soon.